Episode 234 – Stop Viewing Compliance as Your Business-Prevention Department –– With Leila Shaver - a podcast by Matt Halloran and Kirk Lowe, TAM Hosts

Are you an advisor who feels nervous about compliance? Join the club. You might even want to start a podcast, but you’re worried about navigating compliance’s requirements.





In this episode, Matt speaks with Leila Shaver, owner and managing partner of My RIA Lawyer. Leila takes a deep look into compliance as it relates to risk profiles, podcasting, testimonials, and more.





In this episode, you will learn:  





How to better understand compliance


What you can do to potentially improve your risk profile


How compliance involvement differs between RIAs versus FINRA


Answers to aspiring podcasters’ most common compliance concerns 


What the benefits are of becoming an RIA


And more!





Tune in now to hear the answers to your compliance concerns. 





Resources  Top Advisor Marketing | My RIA Lawyer | (770) 462-2118  





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Further podcasts by Matt Halloran and Kirk Lowe, TAM Hosts

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