Day 6 of 31 Days to a More Effective Compliance Program - a podcast by Thomas Fox

from 2018-01-06T16:32:15

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What is the value of having a Code of Conduct? I have heard many business folks ask that question over the years. In its early days, a Code of Conduct tended to be lawyer-written and lawyer-driven to wave in regulator’s face during an enforcement action by using it to claim we are an ethical company. Is such a legalistic code effective? Is a Code of Conduct more than simply, your company’s law? What should be the goal in the creation of your company’s Code of Conduct?
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