132 - Fit and Proper Interviews with Regulators - a podcast by Yana Afanasieva

from 2023-03-27T01:00

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If you’ve been asked to attend an interview with a regulator, don’t panic! In this episode, I share my advice on how to approach these interviews and the types of questions to expect. 

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Today's episode:

[00:38] An overview of today’s topic: preparing for interviews with regulators.

[01:06] The motivation behind this episode. 

[01:40] Potential reasons that a regulator will request an interview. 

[03:12] Types of questions that you should expect from an interview with a regulator. 

[04:25] Advice for how to approach interviews with regulators if you working in a foreign country. 

[05:49] Important documentation to take with you to a interview with a regulator.

[06:56] Experiences that are irrelevant to your interview with a regulator. 

[07:27] What to do if your history contains some unsavory elements. 

[09:22] How to decide who to appoint as the board members for your company. 

 

Show links:

Further episodes of Compliance That Makes Sense

Further podcasts by Yana Afanasieva

Website of Yana Afanasieva